Dynamic Equilibrium Limit Order Book Model and Optimal Execution Problem

نویسندگان

  • Jin Ma
  • Xinyang Wang
  • Jianfeng Zhang
  • JIN MA
  • XINYANG WANG
  • JIANFENG ZHANG
چکیده

In this paper we propose a dynamic model of Limit Order Book (LOB). The main feature of our model is that the shape of the LOB is determined endogenously by an expected utility function via a competitive equilibrium argument. Assuming zero resilience, the resulting equilibrium density of the LOB is random, nonlinear, and time inhomogeneous. Consequently, the liquidity cost can be defined dynamically in a natural way. We next study an optimal execution problem in our model. We verify that the value function satisfies the Dynamic Programming Principle, and is a viscosity solution to the corresponding Hamilton-Jacobi-Bellman equation which is in the form of an integro-partial-differential quasi-variational inequality. We also prove the existence and analyze the structure of the optimal strategy via a verification theorem argument, assuming that the PDE has a classical solution.

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تاریخ انتشار 2015